[Unicode]  Technical Reports


Working Draft for Proposed
Unicode Technical Standard #36

Unicode Security Considerations

Authors Mark Davis (mark.davis@us.ibm.com),
Michel Suignard (michelsu@windows.microsoft.com)
Date $Date: 2005/07/08 01:20:12 $
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Because Unicode contains such a large number of characters and incorporates the varied writing systems of the world, incorrect usage can expose programs or systems to possible security attacks. This document describes some of the security considerations that programmers, system analysts, standards developers, and users should take into account, and provides specific recommendations to reduce the risk of problems.


This is a draft document which may be updated, replaced, or superseded by other documents at any time. Publication does not imply endorsement by the Unicode Consortium. This is not a stable document; it is inappropriate to cite this document as other than a work in progress.

A Unicode Technical Standard (UTS) is an independent specification. Conformance to the Unicode Standard does not imply conformance to any UTS.

Please submit corrigenda and other comments with the online reporting form [Feedback]. Related information that is useful in understanding this document is found in References. For the latest version of the Unicode Standard see [Unicode]. For a list of current Unicode Technical Reports see [Reports]. For more information about versions of the Unicode Standard, see [Versions].

To allow access to the most recent work of the Unicode security subcommittee on this document, the "Latest Working Draft" link in the header points to the latest working-draft document under development.


1. Introduction

The Unicode Standard represents a very significant advance over all previous methods of encoding characters. For the first time, all of the world's characters can be represented in a uniform manner, making it feasible for the vast majority of programs to be globalized: built to handle any language in the world.

In many ways, the use of Unicode makes programs much more robust and secure. When systems used a hodge-podge of different charsets for representing characters, there were security and corruption problems that resulted from differences between those charsets, or from the way in which programs converted to and from them.

But because Unicode contains such a large number of characters, and because it incorporates the varied writing systems of the world, incorrect usage can expose programs or systems to possible security attacks. This document describes some of the security considerations that programmers, system analysts, standards developers, and users should take into account.

For example, consider visual spoofing, where a similarity in visual appearance fools a user and causes him or her to take unsafe actions.

Suppose that the user gets an email notification about an apparent problem in their citibank account. Security-savvy users realize that it might be a spoof; the HTML email might be presenting the URL http://citibank.com/... visually, but might be hiding the real URL. They realize that even what shows up in the status bar might be a lie, since clever Javascript or ActiveX can work around that. (And users may have these turned on unless they know to turn them off.) They click on the link, and carefully examine the browser's address box to make sure that it is actually going to http://citibank.com/.... They see that it is, and use their password. But what they saw was wrong it is actually going to a spoof site with a fake "citibank.com", using the Cyrillic letter that looks precisely like a 'c'. They use the site without suspecting, and the password ends up compromised.

This problem is not new to Unicode: it was possible to spoof even with ASCII characters alone. For example, "inteI.com" uses a capital I instead of an L. The infamous example here involves "paypaI.com":

... Not only was "Paypai.com" very convincing, but the scam artist even goes one step further. He or she is apparently emailing PayPal customers, saying they have a large payment waiting for them in their account.

The message then offers up a link, urging the recipient to claim the funds. But the URL that is displayed for the unwitting victim uses a capital "i" (I), which looks just like a lowercase "L" (l), in many computer fonts. ...

Beware the 'PaypaI' scam

While some browsers prevent this spoof by lowercasing domain names, others do not.

Thus to a certain extent, the new forms of visual spoofing available with Unicode are a matter of degree and not kind. However, because of the very large number of Unicode characters (over 96,000 in the current version), the number of opportunities for visual spoofing is significantly larger than with a restricted character set such as ASCII.

1.1 Structure

This document should grow over time, adding additional sections as needed. Initially, it is organized into two sections: visual security issues and non-visual security issues. For more information, see also the Unicode FAQ on Security Issues [FAQSec].

Each section presents background information on the kinds of problems that can occur, then lists specific recommendations for reducing the risk of such problems.

Note: Some of the examples below use Unicode characters which some browsers will not show, or may not show in a way that illustrates the problem. For more information about improving the display in your browser, see [Display].

For examples and background information, see the References, including the Related Material. For information on possible future topics, see Appendix E. Future Topics.

1.2 Conformance

An implementation claiming conformance to this specification must do so in conformance to the following clauses.

C0. An implementation claiming to implement the General Profile for Identifiers shall do so in accordance with the specifications in Appendix A.1 General Security Profile for Identifiers.
C1. An implementation claiming to implement the IDN Identifier Profiles (strict or lenient) shall do in accordance with the specifications in Appendix A.2 IDN Security Profiles for Identifiers.
C2. An implementation claiming to implement any of the following confusable-detection functions must do so in accordance with the specifications in Appendix B. Confusable Detection.
  1. X and Y are single-script confusables
  2. X and Y are mixed-script confusables
  3. X and Y are whole-script confusables
  4. X has any simple single-script confusables
  5. X has any mixed-script confusable
  6. X has any whole-script confusable
C3. An implementation claiming to implement any of the following recommendations shall do so in accordance with their specifications, or document the subset of recommendations that they do follow.

2. Visual Security Issues

Visual spoofs depend on the use of visually confusable strings: two different strings of Unicode characters whose appearance in common fonts in small sizes at screen resolutions is sufficiently close that people easily mistake one for the other.

There are no hard-and-fast rules for visual confusability: many characters look like others when used with sufficiently small sizes. "Small-sizes at screen resolutions", means fonts whose ascent + descent is from 9 to 12 pixels for most scripts, somewhat larger for scripts, such as Japanese, where the users typically select larger sizes. Confusability also depends on the style of the font: with a traditional Hebrew style, many characters are only distinguishable by fine differences which may be lost at small sizes. In some cases sequences of characters can be used to spoof: for example, "rn" ("r" followed by "n") is visually confusable with "m" in many sans-serif fonts.

Where two different strings can always be represented by the same sequence of glyphs, those strings are called homographs. For example, "AB" in Latin and "AB" in Greek are homographs. Spoofing is not dependent on just homographs; if the visual appearance is close enough at small sizes or in the most common fonts, that can be sufficient to cause problems. Note that some people use the term homograph broadly, encompassing all visually confusable strings.

Two characters with similar or identical glyph shapes are not visually confusable if the positioning of the respective shapes is sufficiently different. For example, foo·com (using the hyphenation point instead of the period) should be distinguishable from foo.com by the positioning of the dot (except in faulty fonts).

It is important to be aware that identifiers are special-purpose strings used for identification, strings that are deliberately limited to particular repertoires for that purpose. Exclusion of characters from identifiers does not at all affect the general use of those characters, such as within documents.

The remainder of this section is concerned with identifiers that can be confused by ordinary users at typical sizes and screen resolutions. For examples of visually confusable characters, see Appendix B. Confusable Detection.

2.1 Internationalized Domain Names

Visual spoofing is an especially important subject given the recent introduction of Internationalized Domain Names (IDN). There is a natural desire for people to see domain names in their own languages and writing systems; English speakers can understand this if they consider what it would be like if they always had to type web addresses with Japanese characters. So IDN represents a very significant advance for most people in the world. However, the larger repertoire of characters results in more opportunities for spoofing. Proper implementation in browsers and other programs is required to minimize security risks while still allowing for effective use of non-ASCII characters.

Internationalized Domain Names are, of course, not the only cases where visual spoofing can occur. For example, a message offering to install software from "IBM", authenticated with a certificate in which the "М" character happens to be the Russian (Cyrillic) character that looks precisely like the English "M". Any place where strings are used as identifiers is subject to this kind of spoofing.

IDN provides a good starting point for a discussion of visual spoofing, and will be used as the focus for the remaining part of this section. However, the concepts and recommendations discussed here can be generalized to the use of other types of identifiers. For background information on identifiers, see UAX #31: Identifier and Pattern Syntax [UAX31].

Certain parts of domain names are still required to be in ASCII, and thus not subject to the visual spoofing issues discussed here. For example, the top-level domain names (.com, .ru, etc.) are currently always ASCII (this may change in the future, however).

Fortunately the design of IDN prevents a huge number of spoofing attacks. All conformant users of IDN are required to process domain names to convert what are called compatibility-equivalent characters into a unique form using a process called compatibility normalization (NFKC) — for more information on this, see [UAX15]. This processing eliminates most of the possibilities for visual spoofing by mapping away a large number of visually confusable characters and sequences. For example,  characters like the half-width Japanese katakana character are converted to the regular character カ, and single ligature characters like "fi" to the sequence of regular characters "fi". Unicode contains the "ä" (a-umlaut) character, but also contains a free-standing umlaut ("  ̈") which can be used in combination with any character, including an "a". But the compatibility normalization will convert any sequence of "a" plus "  ̈" into the regular "ä".

Thus you can not spoof an a-umlaut with a + umlaut; it simply results in the same domain name. See the example Safe Domain Names below. The String column shows the actual characters; the UTF-16 shows the underlying encoding, while the ACE ("ASCII Compatible Encoding") column shows the internal format of the domain name. This is the result of applying the ToASCII() operation [RFC3490] to the original IDN, which is the way this IDN is stored and queried in the DNS (Domain Name System).

Safe Domain Names
  String UTF-16 ACE Comments
1a ät.com 0061 0308 0074 002E 0063 006F 006D xn--t-zfa.com Uses the decomposed form, a + umlaut
1b ät.com 00E4 0074 002E 0063 006F 006D xn--t-zfa.com But it ends up being identical to the composed form, in IDNA

Note: The ICU demo at [IDN-Demo] can be used to demonstrate the results of processing different domain names. That demo was also used to get the ACE values shown here.

Similarly, for most scripts, two accents that do not interact typographically are put into a determinate order when the text is normalized. Thus the sequence <x, dot_above, dot_below> is reordered as <x, dot_below, dot_above>. This ensures that the two sequences that look identical (ẋ̣ and ẋ̣̇) have the same representation.

The IDN processing also removes case distinctions by performing a case folding to reduce characters to a lowercase form. This is also useful for avoiding spoofing problems, since characters are generally more distinctive in their lowercase forms. That means that people can focus on just the lowercase characters.

This focus on lowercase letters only really helps for Internationalized Domain Names, because of two factors: First, the IDNA operation ToASCII() will map to lowercase if and only if the label contains some non-ASCII character. Thus ToASCII("paypaI.com") (where the 'I' is a capital 'i') produces no change.

Secondly, domain names are case-insensitive, but [RFC1034] and [RFC1035], as clarified by [DNS-Case], introduce the concept of case preservation. Thus if someone queries the DNS for "paypaI.com", and the DNS contains information for "paypai.com", that information is delivered, but the answer from the DNS will be the original "paypaI.com".

For a list of allowable characters in IDN, see [idnhtml]. There are many misperceptions about which characters are allowed in IDN, so referencing this explicit list should help dispel some of them.

Note: Users expect diacritical marks to distinguish domain names. For example, the domain names "resume.com" and "résumé.com" are (and should be) distinguished. In languages where the spelling may allow certain words with and without diacritics, registrant would have to register two or more domain names so as to cover user expectations (just as one may register both "analyze.com" and "analyse.com" to cover variant spellings).

Although normalization and case-folding prevent many possible spoofing attacks, visual spoofing can still occur with many Internationalized Domain Names. This poses the question of which parts of the infrastructure using and supporting domain names are best suited to minimize possible spoofing attacks.

Some of the problems of visual spoofing can be best handled on the registry side, while others can be best handled on the user agent side (browsers, emailers, and other programs that display and process URLs). The registry has the most data available about alternative registered names, and can process that information the most efficiently at the time of registration, using policies to reduce visual spoofing. For example, given the method described in Appendix B. Confusable Detection, the registry can easily determine if a proposed registration could be visually confused with an existing one; that determination is much more difficult for user agents because of the sheer number of combinations that they would have to check.

However, there are certain issues much more easily addressed by the user agent:

Thus the problem of visual spoofing is most effectively addressed by a combination of strategies involving user-agents and registries.

2.2 Mixed-Script Spoofing

Visually confusable characters are not usually unified across scripts. Thus a Greek omicron is encoded as a different character from the Latin "o", even though it is usually identical or nearly identical in appearance. There are good reasons for this: often the characters were separate in legacy encodings, and preservation of those distinctions was necessary for existing data to be mapped to Unicode without loss. Moreover, the characters generally have very different behavior: two visually confusable characters may be different in casing behavior, in category (letter versus number), or in numeric value. After all, ASCII does not unify lowercase letter l and digit 1, even though those are visually confusable. (Many fonts always distinguish them, but many do not.) Encoding the Cyrillic character б (corresponding to the letter "b") by using the numeral 6, would clearly have been a mistake, even though they are visually confusable.

However, the existence of visually confusable characters across scripts leads to a significant number of spoofing possibilities using characters from different scripts. For example, a domain name can be spoofed by using a Greek omicron instead of an 'o', as in example 1a in the following table.

Mixed-Script Spoofing
  String UTF-16 ACE Comments
1a tοp.com 0074 03BF 0070 002E 0063 006F 006D xn--tp-jbc.com Uses a Greek omicron in place of the o
1b tοp.com 0074 006F 0070 002E 0063 006F 006D top.com  

There are many legitimate uses of mixed scripts. For example, it is quite common to mix English words (with Latin characters) in other languages, including languages using non-Latin scripts. For example, one could have XML-документы.com (which would be a site for "XML documents" in Russian). Even in English, legitimate product or organization names may contain non-Latin characters, such as Ωmega, Teχ, Toys-Я-Us, or HλLF-LIFE. The lack of IDNs in the past has also led to the usage in some registries (such as the .ru top-level domain) where Latin characters have been used to create pseudo-Cyrillic names in the .ru (Russian) top-level domain. For example, see http://caxap.ru/ (сахар means sugar in Russian).

For information on detecting mixed scripts, see Appendix D. Mixed Script Detection.

Cyrillic, Latin, and Greek represent special challenges, since the number of common glyphs shared between them is so high, as can be seen from Appendix B. Confusable Detection. It may be possible to compose an entire domain name (except the top-level domain) in Cyrillic using letters that will be essentially always identical in form to Latin letters, such as "scope.com": with "scope" in Cyrillic looking just like "scope" in Latin. Such spoofs are called whole-script spoofs, and the strings that cause the problem are correspondingly called whole-script confusables.

2.3 Single-Script Spoofing

Spoofing with characters entirely within one script, or using characters that are common across scripts (such as numbers), is called single-script spoofing, and the strings that cause it are correspondingly called single-script confusables. While compatibility normalization and mixed-script detection can handle the majority of cases, they do not handle single-script confusables. Especially at the smaller font sizes in the context of an address bar, any visual confusables within a single script can be used in spoofing. Importantly, these problems can be illustrated with common, widely available fonts on widely available operating systems — the problems are not specific to any single vendor.

Consider the following examples, all in the same script. In each numbered case, the strings will look identical or close to identical in most browsers

Single-Script Spoofing
  String UTF-16 ACE Comments
1a a‐b.com 0061 2010 0062 002E 0063 006F 006D xn--ab-v1t.com Uses a real hyphen, instead of the ASCII hyphen-minus
1b a-b.com 0061 002D 0062 002E 0063 006F 006D a-b.com  
2a so̷s.com 0073 006F 0337 0073 002E 0063 006F 006D xn--sos-rjc.com Uses o + combining slash
2b søs.com 0073 00F8 0073 002E 0063 006F 006D xn--ss-lka.com  
3a z̵o.com 007A 0335 006F 002E 0063 006F 006D xn--zo-pyb.com Uses z + combining bar
3b ƶo.com 01B6 006F 002E 0063 006F 006D xn--o-zra.com  
4a an͂o.com 0061 006E 0342 006F 002E 0063 006F 006D xn--ano-0kc.com Uses n + greek perispomeni
4b año.com 0061 00F1 006F 002E 0063 006F 006D xn--ao-zja.com  
5a ʣe.org 02A3 0065 002E 006F 0072 0067 xn--e-j5a.org Uses d-z digraph
5b dze.org 0064 007A 0065 002E 006F 0072 0067 dze.org  

Examples exist in various scripts. For instance, 'rn' was already mentioned above, and the sequence + typically looks identical to आ.

As mentioned above, in most cases two sequences of accents that have the same visual appearance are put into a canonical order. This does not happen, however, for certain scripts used in Southeast Asia, so reordering characters may be used for spoofs in those cases. Example:

Combining Mark Order Spoofing
  String UTF-16 ACE Comments
1a လို.com 101C 102D 102F xn--gjd8ag.com Reorders two combining marks
1b လုိ.com 101C 102F 102D xn--gjd8af.com  


2.4 Inadequate Rendering Support

An additional problem arises when a font or rendering engine has inadequate support for certain sequences of characters. These are characters or sequences of characters that should be visually distinguishable, but do not appear that way. Examples 1a and 1b show the cases of lowercase L and digit one, mentioned above. While this depends on the font, on the computer used to write this document, in roughly 30% of the fonts the glyphs are essentially identical. In example 2a, the a-umlaut is followed by another umlaut. The Unicode Standard guidelines indicate that the second umlaut should be 'stacked' above the first, producing a distinct visual difference. But as this example shows, common fonts will simply superimpose the second umlaut; and if the positioning is close enough, the user will not see a difference between 2a and 2b.

Inadequate Rendering Support
  String UTF-16 ACE Comments
1a al.com 0061 006C 002E 0063 006F 006D al.com 1 and l may appear alike, depending on font.
1b a1.com 0061 0031 002E 0063 006F 006D a1.com  
2a ä̈t.com 00E4 0308 0074 002E 0063 006F 006D xn--t-zfa85n.com a-umlaut + umlaut
2b ät.com 00E4 0074 002E 0063 006F 006D xn--t-zfa.com  
3a eḷ.com 0065 006C 0323 002E 0063 006F 006D xn--e-zom.com Has a dot under the l; may appear under the e
3b ẹl.com 0065 0323 006C 002E 0063 006F 006D xn--l-ewm.com  
3c ẹl.com 1EB9 006C 002E 0063 006F 006D xn--l-ewm.com  

Examples 3 a, b, and c show an even worse case. The underdot character in 3a should appear under the 'l', but as rendered with many fonts, it appears under the 'e'. It is thus visually confusable with 3b (where the underdot is under the e) or the equivalent normalized form 3c.

There are a number of characters in Unicode that are invisible, although they may affect the rendering of the characters around them. An example is the Joiner character, used to request a cursive connection such as in Arabic. Such characters may often be in positions where they have no visual distinction, and are thus discouraged for use in identifiers. A sequence of ideographic description characters may be displayed as if it were a CJK character; thus they are also discouraged.

2.5 Bidirectional Text Spoofing

Some characters, such as those used in the Arabic and Hebrew script, have an inherent right-to-left writing direction. When these characters are mixed with characters of other scripts or symbol sets which are displayed left-to-right, the resulting text is called bidirectional (or bidi in short). The relationship between the memory representation of the text (logical order) and the display appearance (visual order) of bidi text is governed by the Unicode Bidirectional Algorithm [UAX9].

Because some characters have weak or neutral directionalities, as opposed to strong left-to-right or right-to-left, the Unicode Bidirectional Algorithm uses a precise set of rules to determine the final visual rendering. However, presented with arbitrary sequences of text, this may lead to text sequences which may be impossible to read intelligibly, or which may be visually confusable. To mitigate these issues, both the IDN and IRI specifications require that:

In addition, the IRI specification extends those requirements to other components of an IRI, not just the host name labels. Not respecting them would result in insurmountable visual confusion. A large part of the confusability in reading an IRI containing bidi characters is created by the weak or neutral directionality property of many IRI/URI delimiters such as '/', '.', '?' which makes them change directionality depending on their surrounding characters. For example, in example #1 in the table below, the dots following each label are colored the same as that label. Notice that the placement of that following punctuation may vary.

Bidi Examples


1 http://سلام.دائم.com
2 http://سلام.a.دائم.com

Adding the left-to-right label "a" between the two Arabic labels splits them up and reverses their display order, as seen in example #2. The IRI specification [RFC3987] provides more examples of valid and invalid IRIs using various mixes of bidi text.

To minimize the opportunities for confusion, it is imperative that the IDN and IRI requirements concerning bidi processing be fully implemented in the processing of host names containing bidi characters. Nevertheless, even when these requirements are met, reading IRIs correctly is not trivial. Because of this, mixing right-to-left and left-to-right characters should be done with great care when creating bidi IRIs.


2.6 Syntax Spoofing

Spoofing syntax characters can be even worse than regular characters. For example, U+2044 ( ⁄ ) FRACTION SLASH can look like a regular ASCII '/' in many fonts ideally the spacing and angle are sufficiently different to distinguish these characters. However, this is not always the case. When this character is allowed, the URL in line 1 of the following table may appear to be in the domain macchiato.com, but is actually in a particular subzone of the domain bad.com.

Syntax Spoofing
  URL Subzone Domain
1 http://macchiato.com/x.bad.com macchiato.com/x bad.com
2 http://macchiato.com?x.bad.com macchiato.com?x bad.com
3 http://macchiato.com.x.bad.com macchiato.com.x bad.com
4 http://macchiato.com#x.bad.com macchiato.com#x bad.com

Other syntax characters, if there are visual confusables, can be similarly spoofed, as in lines 2 through 4. Many but not all of these cases, such as U+2024 (·) ONE DOT LEADER are disallowed by Nameprep [RFC3491].

Of course, a spoof fooling the user into thinking that the domain name is the first part of the URL does not require internationalized domain names. For example, in the following the real domain name, bad.com, is also obscured for the casual user, who may not realize that -- does not terminate the domain name.


In retrospect, it would have been much better if domain names were customarily written with "most significant part first". The following hypothetical display would be harder to spoof: the fact that it is "com.bad" is not as easily lost.


But that would be an impossible change at this point: it is long past the time when such a radical change could have been made. However, a possible solution is to always visually distinguish the domain, for example:


As it turns out, some registries register at the third-level (such as http://nominet.org.uk), and there is no rule that forbids a top-level domain to register at the fourth or even higher level. So the user-agent needs to know which is the "core" level to distinguish for the user it may not be the second level. For example, in the top-level domain .de, the second level is very important. That is the one where security is most crucial because that is where there will be spoofs of banks, on-line stores, etc. such as http://amazon.de. For the UK, on the other hand, the second level domain is not very interesting from a security standpoint, since it is limited to co, me, org, ltd, plc, net, sch, ac, gov, nhs, police, and mod (according to the Nominet site). There the third level is the more important one; that is where someone will try to spoof http://amazon.co.uk.

User Agents already have to deal with syntax issues. For example, when given the URL http://something@macchiato.com, Firefox gives something like the following alert:

warning You are about to log into the site “macchiato.com” with the username “something”, but the web site does not require authentication. This may be an attempt to trick you.

Is “macchiato.com” the site you want to visit?


This mechanism can be used to alert the user to cases of syntax spoofing, as described below.

[Ed Note: there have been objections raised to the use of the core level. This should be considered at more length.]

It is very important not to show a missing glyph or character with a simple "?", since that makes every such character be visually confusable with a real question mark. Instead, follow the Unicode guidelines for displaying missing glyphs using a rounded-rectangle, as described in Section 5.3 Unknown and Missing Characters of [Unicode] and listed in Appendix C. Missing Character Glyphs.

2.7 Numeric Spoofs

Turning away from the focus on domain names for a moment, there is another area where visual spoofs can be used. Many scripts have sets of decimal digits that are different in shape from the typical European digits {0}. For example, Bengali has {০ ৯}, while Oriya has {୯}. While the sets taken as a whole are different in shape, individual digits may have the same shapes as digits from other scripts, even digits of different values. For example, the string is visually confusable with 89 (at small sizes), but actually has the numeric value 42. Where software interprets the numeric value of a string of digits without detecting that the digits are from different scripts, it is possible to generate such spoofs.

2.8 Techniques

This section lists techniques that can be used in reducing the risks of visual spoofing. These techniques are referenced by Section 2.10 Recommendations.

2.8.1 Case-Folded Format

Many opportunities for spoofing can be removed by using a case-folded format. This format, defined by the Unicode Standard, produces a string that only contains lowercase characters where possible.

However, there is one particular situation where the pure case-folded format of a string as defined by the standard is not desired. The character U+03A3 "Σ" capital sigma lowercases to U+03C3 "σ" small sigma if it is followed by another letter, but lowercases to U+03C2 "ς" small final sigma if it is not. Because both σ and ς have a case-insensitive match to Σ, and the case folding algorithm needs to map both of them together (so that transitivity is maintained), only one of them appears in the case-folded form.

When the case-folded format of a Greek string is to be displayed to the user, it should be processed so as to choose the proper form for the small sigma, depending on the context. The test for the context is provided in Table 3-13 of [Unicode]. It is the test for Final_Sigma, where C represents the character σ. Basically, when σ comes after a cased letter, and not before a cased letter (where certain ignorable characters can come in between), it should be transformed into ς.

Final Sigma Handling (from Table 3-13)
Context Description Regular Expressions
Final_Sigma C is preceded by a sequence consisting of a cased letter and a case-ignorable sequence, and C is not followed by a sequence consisting of a case ignorable sequence and then a cased letter. Before C: \p{cased} (\p{case-ignorable})*
After C: ! ( (\p{case-ignorable})* \p{cased} )

For more information on case mapping and folding, see the following: Section 3.13 Default Case Operations, Section 4.2 Case Normative, and Section 5.18 Case Mappings of [Unicode].

2.8.2 Mapping and Prohibition

There are two techniques to reduce the risk of spoofing that can usefully be applied to identifiers: mapping and prohibition. IDNA uses both of these. A number of characters are included in Unicode for compatibility. What is called Compatibility Normalization (NFKC) can be used to map these characters to the regular variants (this is what is done in IDNA). For example, a half-width Japanese katakana character is mapped to the regular character カ. Additional mappings can be added beyond compatibility mappings, for example, IDNA adds the following:

200D; ZERO WIDTH JOINER maps to nothing (that is, is removed)
0041; 0061; Case maps 'A' to 'a'
20A8; 0072 0073; Additional folding, mapping to "rs"

In addition, characters may be prohibited. For example, IDNA prohibits space and no-break space (U+00A0). Instead, for example, of removing a ZERO WIDTH JOINER, or mapping to "rs", one could prohibit these characters. There are pluses and minuses to both approaches. If compatibility characters are widely used in practice, in entering text, then it is much more user-friendly to remap them. This also extends to deletion; for example, the ZERO WIDTH JOINER is commonly used to affect the presentation of characters in languages such as Hindi or Arabic. In this case, text copied into the address box may often contain the character.

Where this is not the case, however, it may be advisable to simply prohibit the character. It is unlikely, for example, that ㋕ would be typed by a Japanese user, nor that it would need to work in copied text.

Where both mapping and prohibition are used, the mapping should be done before the prohibition, to ensure that characters do not "sneak past". For example, the Greek character TONOS (΄) ends up being prohibited, because it normalizes to space + acute, and space itself is prohibited.

2.9 Restriction Levels and Alerts

The Restriction Levels 1-5 are defined below for use in implementations. These place restrictions on the use of identifiers according to the appropriate Identifier Profile as specified in Appendix A. Identifier Characters and the determination of script as specified in Appendix D. Mixed Script Detection. For IDNA, the particular Identifier Profile will be one of the two specified in Appendix A.2 IDN Security Profiles for Identifiers.

  1. ASCII-Only
    • All characters in each identifier must be ASCII
  2. Highly Restrictive
    • All characters in each identifier must be from a single script, or from the combinations: Han + Hiragana + Katakana; Han + Bopomofo; or Han + Hangul
    • No characters in the identifier can be outside of the Identifier Profile
    • Note that this level will satisfy the vast majority of Latin-script users.
  3. Moderately Restrictive
    • Allow Latin with other scripts except Cyrillic, Greek, Cherokee
    • Otherwise, the same as Highly Restrictive
  4. Minimally Restrictive
    • Allow arbitrary mixtures of scripts, e.g. Ωmega, Teχ, HλLF-LIFE, Toys-Я-Us
    • Otherwise, the same as Moderately Restrictive
  5. Unrestricted
    • Any valid identifiers, including characters outside of the Identifier Profile, e.g. INY.org

An appropriate alert should be generated if a domain name fails to satisfy the Restriction Level chosen by the user. Depending on the circumstances and the level difference, the form of such alerts could be minimal, such as special coloring or icons (perhaps with a tool-tip for more information); or more obvious, such as an alert dialog describing the issue and requiring user confirmation before continuing; or even more stringent, such as disallowing the use of the identifier. Where icons are used to indicate the presence of characters from scripts, the glyphs in Appendix C. Missing Character Glyphs can be used.

Appendix A. Identifier Characters provides for two profiles of identifiers that could be used in Restriction Levels 1 through 4. The strict profile is the recommended one. If the lenient one is also allowed, the user should have a choice in preferences, so that there is some way to limit the levels to using the strict input profile.

At all restriction levels, an appropriate alert should be generated if the domain name contains a syntax character that might be used in a spoof, as described in Section 2.6 Syntax Spoofing. For example:

warning You are about to go to the site “bad.com”, but part of the address contains a character which may have led you to think you were going to “macchiato.com”. This may be an attempt to trick you.

Is “bad.com” the site you want to visit?


Remember my answer for future addresses with “bad.com

User-agents should remember when the user has accepted an alert, for say Ωmega.com, and permit future access without bothering the user again. This essentially builds up a whitelist of allowed values. This whitelist should contain the nameprepped form of each string. When used for visually confusable detection, each element in the whitelist should also have an associated transformed string as described in Appendix B. If a system allows upper and lowercase forms, then both transforms should be available. The program should allow access to editing this whitelist directly, in case the user wants to correct the values. The whitelist may also include items know to the user agent to be 'safe'.

2.9.1 Backwards Compabilility

The set of characters in the identifier profile and the results of the confusable mappings may be refined over time, so implementations should recognize and allow for that. Characters are continually being added to the Unicode Standard that may be valid for identifiers. The confusable information may add more characters as visually confusable over time.

There may also be cases where characters are no longer recommended for inclusion in identifiers, and more information becomes available about them. Thus the identifier profile may become more restrictive in a future version, for some characters. Of course, once identifiers are registered they cannot be withdrawn, but new proposed identifiers that contain such characters can be denied. A user-agent should give users a preference setting that essentially uses the union of the old and new identifier profiles in determining the Restriction Levels.

2.10 Recommendations

The Unicode Consortium recommends a somewhat conservative approach at this point, because is always easier to widen restrictions than narrow them. The Consortium is gathering data that would allow for a finer-grained approach, and expects to refine these recommendations in the future.

Some have proposed restricting domain names according to language, to prevent spoofing. In practice, that is very problematic: it is very difficult to determine the intended language of many terms, especially product or company names, which are often constructed to be neutral regarding language. Moreover, languages tend to be quite fluid; foreign words are continually being adopted. Except for registries with very special policies (such as the blocking used by some East Asian registries as described in [RFC3743]), the language association does not make too much sense.

Instead, the recommendations call for combination of string preprocessing to remove basic equivalences, promoting adequate rendering support, and putting restrictions in place according to script and restricting by confusable characters. While the ICANN guidelines say "top-level domain registries will [...] associate each registered internationalized domain name with one language or set of languages" [ICANN], that guidance is better interpreted as limiting to script rather than language.

Also see the security discussions in IRI [RFC3987], URI [RFC3986], and Nameprep [RFC3491].

2.10.1 User Recommendations

  1. Use browsers, mail clients and software in general that have put user-agent guidelines into place to detect spoofing.
  2. If registering domain names, verify that the registry follows appropriate guidelines for preventing spoofing. For more information, see Appendix F. Country-Specific IDN Restrictions.
  3. If the desired domain name can have any whole-script or single-script confusables (such as "scope" in Latin and Cyrillic), register those as well, if not automatically provided by the registry. For how to detect confusables, see Appendix B. Confusable Detection.
  4. Where there are alternative domain names, choose those that are less spoofable.
  5. When using bidi IRIs, follow the recommendations in Section 2.5 Bidirectional Text Spoofing.

2.10.2 General Programmer Recommendations

  1. When parsing numbers: detect digits of mixed (or whole but unexpected) scripts and alert the user.
  2. When defining identifiers in programming languages, protocols, and other environments:
    1. Use the general security profile for identifiers from Appendix A. Identifier Characters.
    2. For equivalence of identifiers, preprocess both strings by applying NFKC and case folding. Display all such identifiers to users in their processed form. (There may be two displays: one in the original and one in the processed form.) An example of this methodology is Nameprep [RFC3491]. Although Nameprep itself is currently limited to Unicode 3.2, the same methodology can be applied by implementations that need to support more up-to-date versions of Unicode.
  3. In choosing or deploying fonts:
    1. If there is no available glyph for a character, never show a simple "?" or omit the character.
    2. Use distinctive fonts, where possible.
    3. Use a size that makes it easier to see the differences in characters. Disallow the use of font sizes that are so small as to cause even more characters to be visually confusable. Use larger sizes for East/South/South East Asian scripts, such as for Japanese and Thai.
    4. Watch for clipping, vertically and horizontally. That is, make sure that the visible area extends outside of the text width and height, to the 'black-bit' boundary.
    5. Assess the font support of the OS/platform according to recommendations D1-D3 below (see also the W3C [CharMod]). If it is inadequate, work with the OS/platform vendor to address those problems, or implement your own handling of problematic cases.
  4. In developing rendering systems or fonts:
    1. Verify that accents do not appear to apply to the wrong characters.
    2. Follow UTN #2: Rendering Combining Marks in providing layout of nonspacing marks that would otherwise collide. If this is not done, follow the "Show Hidden" option of Section 5.13 Rendering Nonspacing Marks of [Unicode] for the display of nonspacing marks.
    3. Follow the Unicode guidelines for displaying missing glyphs using a rounded-rectangle, as described in Section 5.3 Unknown and Missing Characters of [Unicode]. The recommended glyphs according to scripts are shown in Appendix C. Missing Character Glyphs.

2.10.3 User Agent Recommendations

The following recommendations are for user agents in handling domain names. The term 'user agent' is interpreted broadly to mean any program that displays Internationalized Domain Names to a user, including browsers and emailers.

For information on the confusable tests mentioned below, see Using Appendix B. Confusable Detection. If the user can see the case-folded form, use the lowercase-only confusable mappings; otherwise use the broader mappings.

  1. Follow the General Recommendations above.
  2. Display
    1. Either always show the domain name in nameprepped form [RFC3491], or make it very easy for the user to see it (see Section 2.8.1 Case-Folded Format). For example, this could be a tooltip interface, or a separate box.
    2. Always display the domain name with a visually highlighted "core" domain, to prevent syntax spoofs (see Section 2.6 Syntax Spoofing).
    3. Always display IRIs with bidi content according to the IRI specification [RFC3987].
  3. Preferences
    1. In preferences, allow the user to select the desired Restriction Level to apply to domain names. Set the default to Restriction Level 2.
    2. In preferences, allow the user to select among scripts that can be used without alerting. The default could be based on the user's locale.
    3. In preferences, allow the user to choose a backwards compatibility setting; see Section 2.9.1 Backwards Compatibility.
  4. Alerts
    1. If the user agent maintains a domain whitelist for the user, and the domain name is in the whitelist, allow it and skip the remaining items in this section.
    2. If the visual appearance of a link (if it looks like a URL) does not match the end location, alert the user.
    3. If the domain name does not satisfy the requirements of the user preferences (such as the Restriction Level), alert the user.
    4. If the domain name contains any letters confusable with syntax characters, alert the user.
    5. If there is a whitelist, and the domain name is visually confusable with a whitelist domain name, but not identical to it (after nameprep), alert the user.
    6. If any label in the domain name is a whole-script or a mixed-script confusable, alert the user.

2.10.4 Registry Recommendations

The following recommendations are for registries in dealing with domain names. The term "Registry" is to be interpreted broadly, as any agency that sets the policy for which domain names are accepted.

The .com operator can impose restrictions on the 2nd level domain label, but if someone registers foo.com, then it is up to them to decide what will be allowed at the 3rd level (for example, bar.foo.com). So for that purpose, the owner of foo.com is treated as the "registry" for the 3rd level (the bar). The term "Registrant" is used to refer to someone applying to a registry for a domain name.

For information on the confusable tests mentioned below, see Using Appendix B. Confusable Detection.

  1. In the short term, Use Restriction Level 2 to restrict new domain names, unless the following recommendations are implemented.
  2. When a proposed new domain name is confusable with an existing domain name, either completely block its registration. (However, if the registry can determine that the existing names have the same registrant as the proposed one, it may choose to allow the registration.), or at least block its registration by a different registrant. Thus an existing registration of "ѕсоре.com" (Cyrillic) would block a registration of "scope.com" (Latin) by a different registrant.
    1. If the registry uses Restriction Level 2, the Single-Script Any-Case data is used.
    2. If the registry raises the allowable Restriction Level beyond Level 2, the Mixed-Script Any-Case data is used.
  3. Document the Restriction Level being enforced, and any grandfathered domain names that conflict with that restriction level, or form confusables according to B.
  4. [Ed Note: should we also disallow cases where X has a simple single-script confusable, a whole-script confusable, or a mixed-script confusable?]

Thus a registry could allow registration of http://caxap.ru/ in Latin, or the Cyrillic equivalent, or both — but for both, only with the same registrant!

2.10.5 Registrar Recommendations

The following recommendations are for registrars in dealing with domain names. The term "Registrar" is to be interpreted broadly, as any agency that presents a UI for registering domain names, and allows users to see whether a name is registered. The same entity may be both a Registrar and Registry.

  1. When a user's name is (or would be) rejected by the registry for security reasons, show the user why the name was rejected.

3. Non-Visual Security Issues

A common practice is to have a 'gatekeeper' for a system. That gatekeeper checks incoming data to ensure that it is safe, and passes only safe data through. Once in the system, the other components assume that the data is safe. A problem arises when a component treats two pieces of text as identical — typically by canonicalizing them to the same form — while the gatekeeper only detected that one of them was unsafe.

3.1 UTF-8 Exploit

There are three equivalent encoding forms for Unicode: UTF-8, UTF-16, and UTF-32. UTF-8 is commonly used in XML and HTML; UTF-16 is the most common in program APIs; and UTF-32 is the best for representing single characters. While these forms are all equivalent in terms of the ability to express Unicode, the original usage of UTF-8 was open to a canonicalization exploit.

Up to The Unicode Standard, Version 3.0 the generation of "non-shortest form" UTF-8 was forbidden, as was the interpretation of illegal sequences, but not the interpretation of what was called the "non-shortest form". Where software does interpret the non-shortest forms, security issues can arise. For example:

For example, the backslash character "\" can often be a dangerous character to let through a gatekeeper, since it can be used to access different directories. Thus a gatekeeper might specifically prevent it from getting through. The backslash is represented in UTF-8 as the byte sequence <5C>. However, as a non-shortest form, backslash could also be represented as the byte sequence<C1 9C>. When a gatekeeper does not check for non-shortest form, this situation can lead to a severe security breach. For more information, see [Related Material].

To address this issue, the Unicode Technical Committee modified the definition of UTF-8 in Unicode 3.1 to forbid conformant implementations from interpreting non-shortest forms for BMP characters, and clarified some of the conformance clauses.

3.2 Recommendations

3.2.1 UTF-8 Recommendations

Ensure that all implementations of UTF-8 used in a system are conformant to the latest version of Unicode.

Appendix A. Identifier Characters

Identifiers are special-purpose strings used for identification strings that are deliberately limited to particular repertoires for that purpose. Exclusion of characters from identifiers does not at all affect the general use of those characters, such as within documents. UAX #31, Identifier and Pattern Syntax [UAX31] provides a recommended method of determining which strings should qualify as identifiers. The UAX #31 specification extends the common practice of defining identifiers in terms of letters and numbers to the Unicode repertoire.

UAX #31 also permits other protocols to use that method as a base, and to define a profile that adds or removes characters. For example, identifiers for specific programming languages typically add some characters like '$', and remove others like '-' (because of the use as minus), while IDNA removes '_' (among others). For more information, see UAX #31, Identifier and Pattern Syntax [UAX31].

This document provides for alternative identifier profiles. These are profiles of the extended identifiers based on the XID_Start and XID_Continue properties as defined in the Unicode Character Database (see [DCore]). In both cases, the identifiers are folded: that is, there is a larger set of input characters that are allowed, but these are folded together into a set of allowed output characters. The folding uses Case Folding as defined in Chapter 3. Conformance of [Unicode], and NFKD normalization as defined in [UAX15].

The data files used in defining these profiles follow the UCD File Format, which has a semicolon-delimited list of data fields associated with given characters. For more details, see [UCDFormat].

A.1. General Security Profile for Identifiers

The file [idmod] provides data for a profile of identifiers in environments where security is at issue. The file contains a small set of characters that are recommended as additions (to the list of characters defined by the XID_Start and XID_Continue properties), because they may be used in identifiers in a broader context than programming identifiers, and a set of characters recommended to be restricted from use.

An implementation claiming conformance to the General Security Profile for Identifiers shall not include any Alphabetic characters in the restricted list. It should include the additions, and may include other non-Alphabetic characters.

The restricted characters are characters not in common use, removed so as to further reduce the possibilities for visual confusion. Initially, the following are being excluded: characters not in modern use; characters only used in specialized fields, such as liturgical characters, mathematical letter-like symbols, and certain phonetic alphabetics; and ideographic characters that are not part of a set of core CJK ideographs consisting of the CJK Unified Ideographs block plus IICore (the set of characters defined by the IRG as the minimal set of required ideographs for East Asian use). A small number of such characters are allowed back in so that the profile includes all the characters in the country-specific restricted IDN lists: see Appendix F. Country-Specific IDN Restrictions.

The principle has been to be more conservative initially, allowing for the set to be modified in the future as requirements for characters are refined. For information on handling that, see Section 2.9.1 Backwards Compatibility.

In the file [idmod], Field 2 is an action (either restricted or addition), and Field 3 is a reason.

[Ed Note: the current file does not have a field 2 if the reason is ~IICore. That will be corrected before release.]

This list is also used in deriving the IDN Identifiers list given below. It is, however, designed to be applied to other environments, and is not limited to Unicode 3.2 (as IDNA is currently), so that it can be applied to a future version of IDNA that includes the (large) repertoire of characters that have been added since Unicode 3.2.

A.2. IDN Security Profiles for Identifiers

The file [idn-chars] provides data for composition a list of all and only those characters recommended for use in IDN, as described in the recommendations above. It is presented as a series of tables organized by the type, as given in Field 2 in the file.

Two profiles are defined: strict and lenient.

Recommended IDN Identifier Profiles
  Strict Profile Lenient Profile
Types allowed in output identifiers output output
Types allowed in input identifiers output + input output + input + input-lenient

In both profiles, both input and output identifiers cannot start with a nonstarting character. The only difference between the profiles is that the lenient profile allows more characters on input.

The following provides BNF descriptions using the extended BNF found in Section 0.3 of [Unicode], supplemented by the property syntax of [UTS18].

Strict Profile BNF:

<strict-profile-output> := <SP-output-start> <SP-output-continue>*
<SP-output-start> := [[:SP-output-continue:] - [:nonstarting:]]
<SP-output-continue> := [:output-type:]

<strict-profile-input> := <SP-input-start> <SP-input-continue>*
<SP-input-start> := [[:SP-input-continue:] - [:nonstarting:]]
<SP-input-continue> := [[output-type:][:input-type:]]

Lenient Profile BNF:

<lenient-profile-output> := <strict-profile-output>

<lenient-profile-input> := <LP-input-start> <LP-input-continue>*
<LP-input-start> := [[:LP-input-continue:] - [:nonstarting:]]
<LP-input-continue> := [[:output-type:][:input-type:][:input-lenient-type:]]

The only distinction between them is the inclusion of [:input-lenient-type:] on the very last line.

The following table provides more description of the types given by Field 2.

IDN Identifier Profile Types
Type Description
output This type marks characters that are retained in this profile in the output of IDN; that is, any characters outside of this set are not allowed by this profile. It is formed by taking everything in IDNA [RFC3491], and intersecting that with the characters in A.1. General Identifiers.
input This type marks additional characters (beyond those in output) which are retained on input to IDNA in this profile. These are characters that case-fold to the characters in output.
input-lenient This type marks additional characters (beyond those in output and input) which are be retained on input to IDNA, but only in the non-strict profile. These are IDNA characters that normalize to the characters in output.
nonstarting This type marks characters that are disallowed at the start of an identifier, either input or output. (IDNA, unlike [UAX31] or most programming languages, does not place restrictions on which characters can start an identifier.)

In both profiles, on input the following characters should be pre-mapped. That is, in circumstances where the user is typing in a URL into an address bar, these are recommended so as to allow people to type characters that they may not otherwise easily be able to type. However, this is not formally part of the identifier profile; simply a recommendation for GUIs, given the constraints of the identifier profile.

Remapping Characters
0027 → 2019 ' → ʼ APOSTROPHE

Appendix B. Confusable Detection

The tables in the data file [confusables] provide a mechanism for determining when two strings are visually confusable. The data in these files may be refined and extended over time. For information on handling that, see Section 2.9.1 Backwards Compatibility. The data is organized into four different tables, depending on the desired parameters. Each table provides a mapping from source characters to target strings.

On the basis of this data, there are three main classes of confusable strings:

X and Y are single-script confusables if they are confusable according to the Single-Script table, and each of them is a single script string according to Appendix D. Mixed Script Detection. Examples: "so̷s" and "søs" in Latin.

X and Y are mixed-script confusables if they are confusable according to the Mixed-Script table, and they are not single-script confusables. Example: "paypal" in Latin and "paypal" with the 'a' being in Cyrillic.

X and Y are whole-script confusables if they are mixed-script confusables, and each of them is a single script string. Example: "scope" in Latin and "scope" in Cyrillic.

To see whether two strings X and Y are confusable according to a given table, an implementation first converts both X and Y to NFKD format, as described in [UAX15]. It then produces transform(X) from X, by successively mapping each source character in X to the target string, and then produces transform(Y) from Y by the same process. The resulting strings transform(X) and transform(Y) are then compared. If they are identical (codepoint-for-codepoint), then the original strings are visually confusable according to the table.

Note: the strings transform(X) and transform(Y) are not intended for display, storage or transmission. They should be thought of instead as an intermediate processing form, a kind of hashcode or skeleton. The characters in transform(X) and transform(Y) are not guaranteed to be identifier characters.

Implementations do not have to recursively apply the mappings, because the transforms are idempotent. That is,

transform(transform(X)) = transform(X).

For each table, field 1 is the source, field 2 is the target, and Field 3 is a type. The different tables are distinguished by type:

Confusable Data Table Types
Type Name Description
SL Single-Script, Lowercase This table is used to test cases of single-script confusables, where the output only allows lowercase. For example:


SA Single-Script, Any-Case This table is used to test cases of single-script confusables, where the output allows for mixed case (which may be later folded away). For example, this table contains the following entry not found in SL:


ML Mixed-Script, Lowercase This table is used to test cases of mixed-script and whole-script confusables, where the output only allows lowercase. For example, this table contains the following entry not found in SL or SA:


MA Mixed-Script, Any-Case This table is used to test cases of mixed-script and whole-script confusables, where the output allows for mixed case (which may be later folded away). For example, this table contains the following entry not found in SL, SA, or ML:


Note: It would be possible to provide a more sophisticated confusable detection, by providing a metric between given characters, indicating their 'closeness'. However, that is computationally much more expensive, and requires more sophisticated data, so at this point in time the simpler mechanism has been chosen. It does impose transitivity on the data, so if X ~ Y and Y ~ Z, then X ~ Z.

Appendix B.1 Whole-Script Confusables

Data is also provided for testing a string to see if a string X has any whole-script confusable, using the file [confusablesWS]. This file consists of a list of lines of the form:

<range>; <sourceScript>; <targetScript>; <type> #comment

The types are either L for lowercase-only, or A for any-case, where the any-case ranges are broader (including uppercase and lowercase characters). If the string is only lowercase, use the lowercase-only table. Otherwise, first test according to the any-case table, then lowercase the string and test according to the lowercase-only table.

In using the data, all of the lines having the same sourceScript and targetScript are collected together to form a set of Unicode characters. Logically, the file is thus a set of tuples of the form <sourceScript, unicodeSet, targetScript>. For example, the following lines are present for Latin to Cyrillic:

0061       ; Latn; Cyrl; L #     (a)    LATIN SMALL LETTER A
0063..0065 ; Latn; Cyrl; L # [3] (c..e) LATIN SMALL LETTER C..LATIN SMALL LETTER E
0292       ; Latn; Cyrl; L #     (ʒ)    LATIN SMALL LETTER EZH

They logically form a tuple <Latin, [a c-e ... \u0292], Cyrillic>, which indicates that a Latin string containing characters only from that Unicode set can have a whole-script confusable in Cyrillic (lowercase-only).

To test to see if a single-script string givenString has a whole-script confusable in targetScript, the following process is used.

  1. Convert the givenString to NFKD format, as specified in [UAX15]
  2. Let givenSet be the set of all characters in givenString
  3. Remove all [:script=common:] and [:script=inherited:] characters from givenSet
  4. Let givenScript be the script of the characters in givenSet
    • (if there is more than one script, fail with error).
  5. See if there is a tuple <sourceScript, unicodeSet, targetScript> where
    • sourceScript = givenScript
    • unicodeSet givenSet
  6. If so, then there is a whole-script confusable in targetScript

The test is actually slightly broader than simply a whole-script confusable; what it tests is whether the given string has a whole-script confusable string in another script, possibly with the addition or removal of common/inherited characters such as numbers and combining marks characters to both strings. In practice, however, this has no significant impact.

Implementations would normally read the data into appropriate data structures in memory for processing. A quick additional optimization is to keep, for each script, a fastReject set, containing characters in the script contained in none of the unicodeSet values.

The following is a Java sample of how this code can work (using the Java version of [ICU]):

 * For this routine, we don't care what the target scripts are,
 * just whether there is at least one whole-script confusable.
boolean hasWholeScriptConfusable(String s) {
	int givenScript = getSingleScript(s);
	if (givenScript == UScript.INVALID_CODE) {
		throw new IllegalArgumentException("Not single script string");
	UnicodeSet givenSet = new UnicodeSet()
	if (fastReject[givenScript].containsSome(givenSet)) return false;
	UnicodeSet[] possibles = scriptToUnicodeSets[givenScript];
	for (int i = 0; i < possibles.length; ++i) {
		if (possibles[i].containsAll(givenSet)) return true;
	return false;

The data in [confusablesWS] is built using the data in [confusables], and subject to the same caveat: the data in these files may be refined and extended over time. For information on handling that, see Section 2.9.1 Backwards Compatibility.

Appendix B.2 Mixed-Script Confusables

To test for mixed-script confusables, use the following process.

Convert the given string to NFKD format, as specified in [UAX15]. For each script found in the given string, see if all the characters in the string outside of that script have whole-script confusables for that script (according to Appendix B.1 Whole-Script Confusables).

Example 1: 'pаypаl', with Cyrillic 'а's.

There are two scripts, Latin and Cyrillic. The set of Cyrillic characters {a}  has a whole-script confusable in Latin. Thus the string is a mixed-script confusable.

Example 2: 'toys-я-us', with one Cyrillic character 'я'.

The set of Cyrillic characters {я} does not have a whole-script confusable in Latin (there is no Latin character that looks like 'я', nor does the set of Latin characters {o s t u y} have a whole-script confusable in Cyrillic (there is no Cyrillic character that looks like 't' or 'u'). Thus this string is not a mixed-script confusable.

Example 3: '1iνе', with a Greek 'ν' and Cyrillic 'е'.

There are three scripts, Latin, Greek, and Cyrillic. The set of Cyrillic characters {е} and the set of Greek characters {ν} each have a whole-script confusable in Latin. Thus the string is a mixed-script confusable.

Appendix B.3 Simple Single-Script Confusables

[Ed Note: this is very preliminary, but presented here for discussion.]

While it is difficult to to a full determination of whether a string X has a single script confusable (without excluding reasonable names), it is possible to do a basic test, whether X has a simple single-script confusable.

This test uses a modified version of the NFKC format specified in [UAX15]. This modification, called XKC for the purposes of this document, is defined by exactly the same logical process as used in NFKC, but with some additional decomposition mappings, as specified in [xdecomp]. Based on this, the test is straightforward:

X has a simple single-script confusable if it is not identical to its XKC form.

[Ed Note: the contents of xdecomp are to be determined; the initial version would have decompositions for close visual confusables in a single script, such as:

00F8; 006F 0337 # o-slash


Appendix C. Missing Character Glyphs

The following is proposed for acceptance in [UAX24]. Once that document is final, it will be removed from this document.

X Latin X Tibetan X Hanunoo
X Greek X Myanmar X Buhid
X Cyrillic X Georgian X Tagbanwa
X Armenian X Hangul X Limbu
X Hebrew X Ethiopic X Tai Le
X Arabic X Cherokee X Linear B
X Syriac X Canadian Aboriginal X Ugaritic
X Thaana X Ogham X Shavian
X Devanagari X Runic X Osmanya
X Bengali X Khmer X Cypriot
X Gurmukhi X Mongolian X Braille
X Gujarati X Hiragana X Buginese
X Oriya X Katakana X Coptic
X Tamil X Bopomofo X New Tai Lue
X Telugu X Han X Glagolitic
X Kannada X Yi X Tifinagh
X Malayalam X Old Italic X Syloti Nagri
X Sinhala X Gothic X Old Persian
X Thai X Deseret X Kharoshthi
X Lao X Tagalog  
X Common X Inherited  

Appendix D. Mixed Script Detection

The Unicode Standard supplies information that can be used for determining the script of characters and detecting mixed-script text. The determination of script is according to the Unicode Standard [UAX24], using data from the Unicode Character Database [UCD].

In determining mixed script, Common and Inherited script characters are ignored, except for non-Identifier Characters (see Appendix A. Identifier Characters). For example, "abc-def" counts as a single script: the script of "-" is ignored. The string "INY", on the other hand, counts as mixed-script, since the heart character is outside of the Identifier Characters.

The following is a Java sample of how this code can work (using the Java version of [ICU]):

private static boolean isMixedScript(String source) {
	int lastScript = UScript.INVALID_CODE;
	int cp;
	for (int i = 0; i < source.length(); i += UTF16.getCharCount(cp)) {
		cp = UTF16.charAt(source, i);
		int script = UScript.getScript(cp);
		if (script == UScript.COMMON || script == UScript.INHERITED) {
			if (IdentifierSet.contains(cp)) continue; // skip if not identifier
			script = UScript.COMMON;
		if (lastScript == UScript.INVALID_CODE) lastScript = script;
		else if (script != lastScript) return true;
	return false;

This depends on IdentifierSet (a UnicodeSet) being set up with the proper contents according to Appendix A. Identifier Characters.

Using the Unihan data in the Unicode Character Database [UCD] it is possible to extend this mechanism, to qualify strings as 'mixed script' where they contain both simplified-only and traditional-only Chinese characters.

Appendix E. Future Topics

The following are topics that should be addressed in a future version of this document.

Visual Spoofs

  1. Give more background as to why normalization fixes certain problems, and which it does not fix. Describe how implementations of normalization can use small data set limited to only supported characters. Describe the recommended use of normalization in non-domain part of URL.
  2. Show how reverse-bidi (visual order -> storage order) could be used to detect bidi spoofs. That is: one can apply bidi then reverse bidi: if the result does not match the original, then reject the string.
  3. Explain how private use characters can cause security problems, and recommend strongly against their use (not a problem for IDN, but for other identifiers it can be).
  4. Add information on spoofs that only work with contextual scripts, such as Arabic and Indic, where the same visual appearance may result from two different undering character sequences — in the right context.
  5. Discuss security issues in Collation (sorting, searching, matching), where if user expectations are not met, they may make incorrect choices.
  6. Describe how TrueType/OpenType fonts can be used in spoofing: fonts are actually programs that can deform glyph shapes radically according to resolution, platform, or language. For example $100.00 could appear as $200.00 when printed.
  7. Discuss SSL and how root Certificate Authorities can be a problem, but are also part of the solution; most customers would lose faith quickly in internet financial transaction if SSL/https could be easily compromised
  8. Expand other applications of visual spoofing, aside from the example of IDN. Internationalized Domain Names are actually in much better shape than many other areas, since the problem will be much more severe in any area where text is not normalized. So focus on those issues.
  9. Possibly add a set of 'grey-list' characters; ones that should cause a one-time alert on the first instance of any domain name that contains them.

Non-Visual Spoofs

  1. Describe problems when implementations do not normalize, or normalize differently
  2. Describe problems when implementations do not case-map identically.
  3. Describe buffer overflows with all of the above, and when converting encoding forms
  4. Discuss Unicode properties. Eg more characters have numeric properties than developers might expect.
  5. Discuss use of Regular Expressions in validating data — ensuring that the Regular Expression Engine follows the Unicode Guidelines, but also that use of regular expressions makes use of properties rather than fixed lists of characters.
  6. Explain that private use characters can cause security problems, and recommend strongly against their use.
  7. Discuss security issues in Collation (sorting, searching, matching).
  8. Describe how problems can arise through mistaken assumptions about Unicode.

Appendix F. Country-Specific IDN Restrictions

ICANN (Internet Corporation For Assigned Names and Numbers), among other tasks, is responsible for coordinating the management of the technical elements of the DNS to ensure universal resolvability. As such, after the IDNA RFCs were published in March 2003, ICANN and a cross-section of IDN-implementing registries published in June 2003 the first version of the "Guidelines for the Implementation of Internationalized Domain Names" [ICANN]. These guidelines include the following items:

These guidelines have been endorsed by the .cn, .info, .jp, .org, and .tw registries. Furthermore, IANA (Internet Assigned Numbers Authority), following the ICANN guidelines about IDN, has created a registry for IDN Language Tables [IDNReg] which contains entries for:

Other registries have published their own IDN recommendations using various formats, such as the following:

Sample Country Registries
Brazil .br àáâã ç éê í óôõ úü http://registro.br/faq/faq6.html#8
Denmark .dk åä æ é öø ü http://www.difo.dk/regler/Tegn-01-01-2004.pdf
Chinese .cn (large list) http://www.ietf.org/internet-drafts/draft-xdlee-idn-cdnadmin-03.txt
(draft RFC expiring in August 22nd 2005, the link may become invalid after that date)
Germany .de àáâãäåāăą æ çćĉċč ďđ ð èéêëēĕėęě ĝğġģ ĥħ ìíîïĩīĭįı ĵ ķĸ ĺļľł ńņňŋñ òóôõöøōŏő œ ŕŗř śŝşš ţťŧ ŵ ùúûüũūŭůűų ýÿŷ źżž þ http://www.denic.de/en/domains/idns/liste.html
Hungary .hu á é í óöő úüű http://www.domain.hu/domain/ekes/
Iceland .is á æ ð é í óö ú ý þ https://www.isnic.is/
Latvia .lv ā č ē ģ ī ķ ļ ņ ō ŗ š ū ž http://www.nic.lv/DNS/
Lithuania .lt ą č ęė į š ųū ž http://www.domreg.lt/lt/nutar/leistini_simboliai.pdf
Norway .no áàäå æ čç đ éèê ŋńñ óòôöø š ŧ ü ž http://www.norid.no/domeneregistrering/idn/idn_nyetegn.en.html
Portugal .pt àáâã ç éê í óôõ ú https://online.dns.pt/imagens/site/home_227/fotos/64493641012224581016.pdf
Sweden .se åä ö http://www.nic-se.se/teknik/programvara_idn.shtml
Switzerland .ch àáâãäå æ ç èéêë ìíîï ð ñ òóôõöø ùúûü ýÿ þ http://www.switch.ch/id/faq/idn.html (English, French, German, Italian)

Note: When documents are published in their native language, the IDN additions to the basic ASCII DNS repertoire have been mentioned in parenthesis.

Note: Some of the country-based registries do not strictly follow the language-based approach recommended by ICANN because they cover a group of languages, such as in Switzerland or in Germany. Furthermore, two countries using the same language may differ in their list of additional characters (for example, Brazil and Portugal).

There are probably more country-specific IDN recommendations, so this enumeration is by no mean exhaustive. As of now, the output list from Appendix A. Identifier Characters is a strict superset of all country-specific restricted IDN lists itemized above.


Steven Loomis and other people on the ICU team were very helpful in developing the original proposal for this technical report. Thanks also to the following people for their feedback or contributions to this document or earlier versions of it: Douglas Davidson, Martin Dürst, Asmus Freytag, Deborah Goldsmith, Paul Hoffman, Peter Karlsson, Gervase Markham, Eric Muller, Erik van der Poel, Michael van Riper, Marcos Sanz, Alexander Savenkov, Dominikus Scherkl, and Kenneth Whistler.


Data Files

The following files provide data used to implement the recommendations in this document. The data may be refined in future versions of this document. See Section 2.9.1 Backwards Compatibility for a discussion of how to deal with this.

[idnchars] idnchars.txt IDN Characters: Provides a profile of identifiers from UAX #31, Identifier and Pattern Syntax [UAX31] as a recommended restriction of IDN identifiers for security purposes.
[idnhtml] idn-chars.html IDN Characters, categorized into different sets.
[idmod] xidmodifications.txt Identifier Modifications: Provides the list of additions and restrictions recommended for building a profile of identifiers for environments where security is at issue.
[confusables] confusables.txt Visually Confusable Characters: Provides a mapping for visual confusables for use in further restricting identifiers for security. The usage of the file is described in Appendix B. Confusable Detection.
[confusablesWS] confusablesWholeScript.txt Whole Script Confusables. Data for testing for the possible existence of whole-script and mixed-script confusables. See Appendix B. Confusable Detection

General References

[CharMod] Character Model for the World Wide Web 1.0: Fundamentals
[Charts] Unicode Charts (with Last Resort Glyphs)

See also:

[DCore] Derived Core Properties
[Display] Display Problems?
[DNS-Case] Donald E. Eastlake 3rd. "Domain Name System (DNS) Case Insensitivity Clarification". Internet Draft, January 2005
[FAQSec] Unicode FAQ on Security Issues
[ICANN] Guidelines for the Implementation of Internationalized Domain Names
[ICU] International Components for Unicode
[IDNReg] Registry for IDN Language Tables
Tables are found at:
[IDN-Demo] ICU (International Components for Unicode) IDN Demo
[Feedback] Reporting Errors and Requesting Information Online
[Museum] Internationalized Domain Names (IDN) in .museum - Supported Languages
[Reports] Unicode Technical Reports
For information on the status and development process for technical reports, and for a list of technical reports.
[RFC1034] P. Mockapetris. "DOMAIN NAMES - CONCEPTS AND FACILITIES", RFC 1034, November 1987.
[RFC1035] P. Mockapetris. "DOMAIN NAMES - IMPLEMENTATION AND SPECIFICATION", RFC 1034, November 1987.
[RFC1535] E. Gavron. "A Security Problem and Proposed Correction With Widely Deployed DNS Software", RFC 1535, October 1993
[RFC3454] P. Hoffman, M. Blanchet. "Preparation of Internationalized Strings ("stringprep")", RFC 3454, December 2002.
[RFC3490] Faltstrom, P., Hoffman, P. and A. Costello, "Internationalizing Domain Names in Applications (IDNA)", RFC 3490, March 2003.
[RFC3491] Hoffman, P. and M. Blanchet, "Nameprep: A Stringprep Profile for Internationalized Domain Names (IDN)", RFC 3491, March 2003.
[RFC3492] Costello, A., "Punycode: A Bootstring encoding of Unicode for Internationalized Domain Names in Applications (IDNA)", RFC 3492, March 2003.
[RFC3743] Konishi, K., Huang, K., Qian, H. and Y. Ko, "Joint Engineering Team (JET) Guidelines for Internationalized Domain Names (IDN) Registration and Administration for Chinese, Japanese, and Korean", RFC 3743, April 2004.
[RFC3986] T. Berners-Lee, R. Fielding, L. Masinter. "Uniform Resource Identifier (URI): Generic Syntax", RFC 3986, January 2005.
[RFC3987] M. Duerst, M. Suignard. "Internationalized Resource Identifiers (IRIs)", RFC 3987, January 2005.
[UCD] Unicode Character Database.
For an overview of the Unicode Character Database and a list of its associated files.
[UCDFormat] UCD File Format
[UAX9] UAX #9: The Bidirectional Algorithm

UAX #15: Unicode Normalization Forms

[UAX24] UAX #24: Script Names
[UTS18] UTS #18: Unicode Regular Expressions
[UAX31] UAX #31, Identifier and Pattern Syntax
[Unicode] The Unicode Standard, Version 4.1.0
[Versions] Versions of the Unicode Standard
For information on version numbering, and citing and referencing the Unicode Standard, the Unicode Character Database, and Unicode Technical Reports.

Related Material

The following points to background information that may be useful.

Canonical Representation

Visual Spoofing



The following summarizes modifications from the previous revision of this document.

Revision 4:

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